Mr. Hansen was employed by the City as its Chief Building
Official. In the spring of 2006, he suffered a heart attack, and was placed on
disability. In Nov. 2006, he provided City officials with medical documentation
certifying that he was able to return to work, but the City regarded Mr. Hansen
as having a permanent disability, and ultimately terminated him on Jan. 2, 2007.
After exhausting administrative remedies with the Equal
Employment Opportunity Commission, Mr. Hansen filed suit in Circuit Court. The
City responded with a Motion to Dismiss on the grounds that Mr. Hansen had not
complied with the LGTCA statutory notice requirements, as codified in Md. Code
(1987, 2006 Repl. Vol., 2009 Supp.) section 5-304 of the Courts and Judicial
Proceedings Article ("CJ"). That statute demands notice by the claimant of
intent to file a lawsuit within 180 days of the alleged injury. Mr. Hansen had
provided notice within the 180 day window, but to the wrong government official.
In his opposition to the City's Motion to Dismiss, Mr. Hansen attached a number
of exhibits that he had submitted to the City Administrator regarding his
discrimination claim. Mr. Hansen argued that his exhibits proved that his notice
was satisfactory.
The Court of Special Appeals explored three issues: 1)
whether the dismissal was indeed a dismissal or instead a grant of summary
judgment; 2) whether Mr. Hansen strictly complied with the notice requirement;
and alternatively, 3) whether Mr. Hansen substantially complied with the notice
requirement.
First, the Court held that the dismissal was actually a
summary judgment, because the Circuit Court had considered the "extrinsic"
exhibits Mr. Hansen filed with his opposition. Under Md. Rule 2-322(c), "If, on
a motion to dismiss . . . matters outside the pleading are presented to and not
excluded by the court, the motion shall be treated as one for summary judgment."
Because nothing in the record indicated that the Circuit Court excluded the
exhibits, the Court of Special Appeals treated the Circuit Court ruling as
granting summary judgment to the City. The appellate court also reasoned that
summary judgment was appropriate because there were no genuine issues of
material fact. The only controversy was a matter of law—whether the City
Administrator was the proper recipient of notice under the LGTCA.
Second, the Court held that Mr. Hansen had not strictly
complied with the notice requirement. Under section 5-304(c) of the CJ, in
Prince George's County, where the City of Laurel is located, notice "shall be
given . . . to the county solicitor or county attorney." The Court rejected Mr.
Hansen's argument that it would have made more sense to have notified the City
Solicitor rather than the County Solicitor when he was suing the City of Laurel.
This argument was rejected because Mr. Hansen had never even notified the City
Solicitor; he only notified the City Administrator. Because the language of the
statute was clear, the Court was bound by its plain text. Providing notice to
the City Administrator, as Mr. Hansen had done, was not strictly compliant with
the statute's mandate that notice be provided to the County Attorney for Prince
George's County.
Next, the Court considered whether Mr. Hansen had
substantially complied with the notice requirement. The Court, citing to Barbre
v. Pope, 402 Md. 157 (2007), noted that it was well-settled that claimants who
failed to strictly comply with CJ section 5-304 notice requirements, may still
maintain their lawsuits, so long as they have substantially complied with the
notice statute. Substantial compliance will be satisfied when the local
government receives actual notice such that it is given an opportunity to
investigate properly the potential tort claim. Substantial compliance will be
recognized when "the relationship between the person or entity in fact notified
and the person or entity that the statute required be notified was so close,
with respect to the handling of tort claims, that notice to one effectively
constituted notice to the other." Hansen at *14 (quoting Ransom v. Leopold, 183
Md. App. 570, 584 (2008)).
Rather than investigating tort claims, the City
Administrator's duties consisted of: budgeting; hiring and firing; directing the
City's public works; supervising contracts; as well as other administrative
functions. Additionally, the City Administrator had no special professional
relationship with either the City or County Solicitor, and nothing in the record
suggested that the City Administrator actually notified either the County or
City Solicitor of Mr. Hansen's potential tort claim. Therefore, because Mr.
Hansen notified the City Administrator, who occupies a position that is not
charged with investigating tort claims against the City, rather than the City or
County Solicitor, Mr. Hansen did not substantially comply with the notice
requirement.
In sum, because Mr. Hansen's claim did not comply with the
notice requirements of the LGTCA, as codified in CJ section 5-304(c), his claim
against the City based on age and disability discrimination could not survive.